Refine Your Search
...
...
(4.6/ 5) 162 Reviews
Join the preparation program to acquire the knowledge and skills needed to pass CME-1B Exam.
(4.6/ 5)
162 Learner Rating
This program aims to prepare participants with the knowledge and skills necessary to pass the mandatory exam for Saudi Capital Market Rules and Regulations- (General Chapter)- (CME-1B), This exam This exam is mandatory by the Capital Market Authority that is provided in cooperation with the Chartered Institute for Securities & Investment (CISI) to those who wish to work in the capital markets. This training program gives an overview of the Saudi capital market. In addition, it covers the most prominent topics related to the CMA regulations, such as the Securities Business Regulations, the Capital Market Institutions Regulations, in addition to the Anti-Money Laundering and Counter-terrorist Financing rules, prohibitions and systems and controls.
Capital Market
إدارة المحافظ/ الصناديق
الوساطة في عقد الصفقات +6
إدارة المحافظ/ الصناديق
الوساطة في عقد الصفقات
التداول والتنفيذ
إدارة المخاطر
العناية بالعملاء
المقاصة والمطابقة والتسويات
الحفظ
الالتزام ومكافحة غسل الأموال وتمويل الإرهاب
Trading and Investment
Law and Regulatory Knowledge
Not Exist
Lecture
Case Studies +2
Lecture
Case Studies
Dialogue Teams
Exercises and assignments
Other
Portfolio and Fund Manage...
Client Care Specialists
Brokers / Traders
Risk Management Specialis...
+3Portfolio and Fund Management Staff
Client Care Specialists
Brokers / Traders
Risk Management Specialists
Clearing and Settlements Professionals
Custody Staff
Compliance, AML, and CTF Specialists
This provides you with the opportunity to select the available times that suit you best for participation in our program. These times represent slots during which we are ready to welcome you and provide assistance and guidance.
Self Learning
Module 1: Introduction to the Capital Market Authority
Module 2: Securities Business Regulations
Module 3: Authorization
Module 4: Regulated Activities
Module 5: Anti-Money Laundering and Counter- Terrorist Financing Rules
Module 6: Prohibitions
Module 7: Capital Market Institutions’ Regulations
Module 8: Systems and Controls
Understanding the Saudi capital market and its key components, as well as the roles of its regulatory and operational entities.
Applying the provisions of the Securities Business Regulations related to licensed activities and their exemptions, along with licensing requirements and their ongoing obligations.
Understanding the regulatory requirements for capital market institutions and investment funds, disclosure requirements in offering prospectuses, rules for securities offerings and ongoing obligations, and corporate governance.
Applying Anti-Money Laundering and Counter-Terrorism Financing laws, including preventive measures, detection of financial crimes, record-keeping requirements, and penalties for non-compliance.
Distinguishing prohibited market behaviors and false statements, market manipulation, insider trading, and the related penalties.
Applying the provisions of the Capital Market Institutions Regulations and supervisory rules and procedures related to client onboarding, suitability, incentives, management of conflicts of interest, and client records.
Training Programs Overview
Explore Our Programs
