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14 Reviews
Understand custodian roles and master asset protection and market operations efficiently.
14 Reviews
The Securities Custodian program is a specialized training designed to address one of the most critical roles in the capital market ecosystem, namely the safeguarding of investors’ assets and the integrity of securities operations. The program aims to equip participants with a clear understanding of the roles and responsibilities of securities custodians and their function as intermediaries between clients and the Securities Depository Center. It covers the regulatory framework governing custodianship, including membership requirements and compliance obligations. Participants will gain insight into key custodial operations such as deposit, settlement, clearing, securities lending, profit distribution, and IPO execution. The program also focuses on customer account management, accurate balance reconciliation, and effective monitoring of custodial activities. Emphasis is placed on identifying and managing operational risks and resolving custody related issues in line with regulatory standards. Delivered through lectures and practical exercises, the program supports the effective application of custodial practices in professional settings.
Capital Market
Operations
Not Exist
Lecture
Case Studies +1
Lecture
Case Studies
Exercises and assignments
Pre Exam
Post Exam
Custody Operations Specialists
This provides you with the opportunity to select the available times that suit you best for participation in our program. These times represent slots during which we are ready to welcome you and provide assistance and guidance.
In Class Training-Online Training
The concept of the custodian
Principal duties of custodians
Securities Custody Objectives
Types of custody
The role and importance of the custodian in the implementation of operations
In Class Training-Online Training
Custodians’ Obligations
Membership Rules
The basic principles of the custodian system
In Class Training-Online Training
Deposit
Buy and sell
Transfer wallet
Freeze balances
Operations of GDR certificates of deposit
settlement
Profit disbursement
Securities Lending
Free stock distribution
Reducing the face value (retail)
Combine versions
Executing the Initial public offering IPO
In Class Training-Online Training
Follow up on customer balances in a correct and effective manner
Depository, settlement and profit disbursement system.
Customer Account Management
Risks of keeping securities
Solve problems that the custodian may encounter in practice
Recognize the role and importance of the custodian of securities in order to perform his duties effectively and efficiently.
Understand how the custodian works so that he can manage the relationship as an intermediary between clients and the Securities Depository Center.
Familiarity with the problems of keeping securities to avoid them or treat them properly if they occur.
Acquisition of custodian skills in settlement, clearing and lending of securities to be implemented in accordance with the regulations and rules of the financial market.
