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(4.0/ 5) 5 Reviews
This training program aims to prepare participants with the knowledge and skills necessary to pass the Exam for Saudi Capital Market Rules and Regulations (Compliance and Anti-Money Laundering)- (CME-2B), it is a CMA mandated exam that is provided in cooperation with the Chartered Institute for Securities and Investment (CISI). Passing both exams of (CME-2A) and (CME-2B) is required for all persons to be registered to perform the work of compliance and/or anti-money laundering and terrorist financing functions. This training program covers several regulations such as the Capital Market Institutions Regulations, Investment Funds Regulations, Market Conduct Regulations, rules related to corporate finance, Investment Accounts Instructions as well as Anti- Money Laundering and CTF
(4.0/ 5)
5 Learner Rating
This training program aims to prepare participants with the knowledge and skills necessary to pass the Exam for Saudi Capital Market Rules and Regulations (Compliance and Anti-Money Laundering)- (CME-2B), it is a CMA mandated exam that is provided in cooperation with the Chartered Institute for Securities and Investment (CISI). Passing both exams of (CME-2A) and (CME-2B) is required for all persons to be registered to perform the work of compliance and/or anti-money laundering and terrorist financing functions. This training program covers several regulations such as the Capital Market Institutions Regulations, Investment Funds Regulations, Market Conduct Regulations, rules related to corporate finance, Investment Accounts Instructions as well as Anti- Money Laundering and CTF
Capital Market
Compliance and Anti-Financial Crimes
Not Exist
Lecture
Case Studies +1
Lecture
Case Studies
Dialogue Teams
Pre Assessment
Post Assessment +1
Pre Assessment
Post Assessment
Simulation Test for professional exam
Compliance, AML, and CTF
Compliance, AML, and CTF
This provides you with the opportunity to select the available times that suit you best for participation in our program. These times represent slots during which we are ready to welcome you and provide assistance and guidance.
In Class Training-Online Training
In Class Training-Online Training
In Class Training-Online Training
In Class Training-Online Training
In Class Training-Online Training
In Class Training-Online Training
In Class Training-Online Training
1. Investment Funds Regulations
2. Real Estate Investment Funds Regulations (Public Funds)
In Class Training-Online Training
1. Introduction
2. Capital Market Institutions’ Conduct
In Class Training-Online Training
1. Rules on the Offer of Securities and Continuing Obligations
2. Continuing Obligations
3. Parallel Market Offering
In Class Training-Online Training
1. Opening an Investment Account
In Class Training-Online Training
1. Introduction
2. Preventative Measures
3. Due Diligence
4. Enhanced Due Diligence (EDD)
5. Cross-Border Correspondent Relationships
6. Detecting and Reporting Money Laundering
In Class Training-Online Training
1. Risk Assessment
2. Due Diligence
3. Suspicious Activity Reporting Requirements
4. Tipping Off
By the end of this program, the participant will be able to
1. Acquiring knowledge and skills to pass the CMA mandatory exam to obtain a professional certificate of Saudi Capital Market Rules and Regulations (Compliance and Anti-Money Laundering)- (CME-2B). 2. Getting acquainted with the capital market institutions regulations to ensure that they are applied correctly. 3. Ensure that terms and conditions of the funds are applied, and that fundamental and non-essential changes are reported in accordance with the investment funds regulations. 4. Understanding of market conduct regulation and the behavior expected of financial market institutions and registered persons, to identify cases of suspected market manipulation and insider trading. 5. Familiarize with the policies, procedures and control systems related to anti-money laundering and combating terrorist financing, in order to comply with and apply them
