Competency Details ( Execution and Post Trade Monitoring )

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Competencies

Jadarat Dictionary

Execution and Post Trade Monitoring

Efficiency Technical Competency

Ability to process trades across one or more asset classes, executing transactions leveraging strong grasp of electronic or equivalent platforms; and undertake post trade processes to manage associated financial risks.

Jadarat Code: T30

Level 1

Demonstrates basic knowledge and understanding of the various types of asset classes, transactions' procedures and trade platforms, and is able to initiate the post-trade processes and understand the associated risks.

Level 2

Applies specialised knowledge and understanding of the different trading platforms with the ability to initiate trade transaction of the different asset classes. Undertakes the post trade process within the context of own job, and is able to identify post-trade financial risks.

Level 3

Utilizes deep expertise in, and thorough understanding of, the trade cycle and execution of the different asset classes, and possesses awareness of the different trade electronic platforms. Shares the specialized knowledge and experience of trading and trade processes across the teams. Uses deep knowledge of post trade processes in identifying trading discrepancies and associated risks.

Level 4

Develops and oversees the organisation's execution of trade processing and settlement procedures. Provides expertise in monitoring and evaluating the current processes and electronic or equivalent trade platforms. Recommends and justifies the need for new/ improved methods and systems for execution and trade processing, monitors positions in trading books and formulates hedging strategies to manage the associated financial risks.

Level 5

Applies subject matter expertise to define the organization's trading strategy and guidelines, in compliance with the trading laws and regulations. Reviews the execution process, trade processing and settlement procedures to ensure their effectiveness, and recommends and drives improvements as necessary. Oversees the formulation of hedging strategies and influences the organisation’s risk appetite and capital allocation.